Findings & remediation

Every finding owned, tracked and closed with evidence

Consolidate audit findings, exam issues and self-identified gaps into one register with corrective action plans and validated closure.

Capabilities

From issue raised to independently validated

One findings register

Audit findings, examiner issues, self-identified gaps and control failures land in the same tracked register.

  • Multiple sources
  • Severity rating
  • Source document links

Corrective action plans

Break each finding into actions with owners, milestones and dependencies so progress is measurable.

  • Milestone tracking
  • Dependency awareness
  • Progress percentage

Management response

Capture agreed responses, accepted risk and rationale where remediation is deferred, with approval trails.

  • Response templates
  • Risk acceptance
  • Approval records

Validation and closure

Require re-test evidence and independent validation before a finding can be marked closed.

  • Re-test evidence
  • Independent sign-off
  • Closure audit trail

Linked to controls and risks

Every finding connects to the control, policy, process and risk it affects, so themes surface automatically.

  • Control linkage
  • Risk impact
  • Repeat-issue detection

Remediation reporting

Show ageing, overdue items and closure rates by business unit for audit committee and supervisory updates.

  • Ageing analysis
  • Overdue escalation
  • Committee-ready packs
Outcomes

Why remediation programmes slip

01

No finding falls off the list

Ownership, due dates and escalation are enforced by the system rather than by whoever keeps the tracker.

02

Repeat findings become visible

Because findings link to controls, the second occurrence is flagged instead of being logged as new.

03

Closure that survives scrutiny

Independent validation and evidence requirements mean closed really means closed.

04

One status answer for everyone

Auditors, examiners, executives and owners read the same live remediation position.

Close findings faster than your next exam cycle.

See the findings register, action plans and validation workflow in action.